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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-08 |
Branch Locations
2801 Raleigh Rd Pkwy W, Wilson, NC 27896 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Wilson | NC | 03/2025 | Present |
| Wells Fargo Bank, Na | Wilson | NC | 11/2022 | Present |
| Smithfield Foods | Wilson | NC | 09/2022 | 11/2022 |
| Unemployed | Lucama | NC | 08/2022 | 09/2022 |
| Conestoga Wood Specialist | Kenly | NC | 03/2021 | 08/2022 |
| Florida Blue | Jacksonville | NC | 08/2020 | 03/2021 |
| Piggly Wiggly | Kenly /Bailey | NC | 03/2015 | 08/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-12 |
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