Brea Nicole Baxter

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2024 → 03/2025
  Townsquare Interactive
  Charlotte, NC
• 06/2023 → 03/2024
  Orion Lending
  Charlotte, NC
• 07/2022 → 05/2023
  Omni Digital Group
  Iowa City, IA
• 08/2019 → 07/2022
  Weber Elementary
  Iowa City, IA
• 07/2018 → 08/2019
  Meant To Be With Flowers
  Dewitt, IA
• 09/2017 → 07/2018
  Murphy's Pub
  Dewitt, IA
• 02/2015 → 09/2017
  Happy Joes
  Dewitt, IA
• 03/2025 → Present
  Principal Life Insurance Company
  Davenport, IA
• 03/2025 → Present
  Principal Securities, Inc.
  Davenport, IA
• 04/2026 → Present
  Baxter Investment Group
  Bettendorf, IA

Other Businesses

**BAXTER INVESTMENT GROUP (DBA) POSITION: Financial Advisor NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 04/08/2026 ADDRESS: 5207 Competition Dr, Bettendorf IA 52722, United States DESCRIPTION: Marketing Purposes. **FIXED INSURANCE POSITION: Financial Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2026 ADDRESS: 5207 Competition Dr, Bettendorf IA 52722, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance.

Exams

• S66 Uniform Combined State Law Examination
  2026-01-31
• S63 Uniform Securities Agent State Law Examination
  2025-12-19

Other Names

• Brea Baxter
• Brea N Baxter