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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Savings Bank | Hilo | HI | 06/2017 | 04/2023 |
| Homestreet Bank | Honolulu | HI | 06/2016 | 02/2017 |
| Unemployed | Hilo | HI | 04/2023 | 04/2025 |
| Unemployed | Hilo | HI | 02/2017 | 05/2017 |
| Equitable Advisors, Llc | New York City | NY | 04/2025 | 07/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2025 | Present |
| Cetera Investment Advisers Llc - | Honolulu | HI | 08/2025 | Present |
1.) DIRECTOR FOR THE ISLAND OF HAWAII YMCA, 1/HR/WK 2.) BOARD MEMBER FOR KAMEHAMEHA SCHOOLS HAWAI'I PARENT TEACHER 'OHANA, 1/HR/WK;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-03-10 |
| S65 | Uniform Investment Adviser Law Examination | 2023-10-12 |
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