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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-06 |
| NJ | RA | APPROVED | 2025-12-12 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Weehawken | NJ | 04/2025 | Present |
| Princeton University | Princeton | NJ | 09/2018 | 05/2023 |
| Georgetown University | Georgetown | DC | 08/2023 | 01/2025 |
| G.W. Hewlett High School | Hewlett | NY | 09/2014 | 06/2018 |
Premier Lacrosse League (PLL). The business is not investment-related. The PLL headquarters is located in 286 Madison Ave #1705 New York, NY 10017. I am a professional lacrosse player in the PLL, which is a professional lacrosse league. The start date of the relationship was May 7th, 2024. I devote approximately 45-60 hours a month to this other business. I do not devote any time to the business during securities trading hours. My duties include: practicing, performing, and potential marketing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-11 |
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