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Alexander Vardaro

Ubs Financial Services Inc.

Weehawken, NJ

CRD 8062083

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-06
NJ RA APPROVED 2025-12-12
  • TX RA
    APPROVED
    Since 2026-04-06
  • NJ RA
    APPROVED
    Since 2025-12-12

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Weehawken NJ 04/2025 Present
Princeton University Princeton NJ 09/2018 05/2023
Georgetown University Georgetown DC 08/2023 01/2025
G.W. Hewlett High School Hewlett NY 09/2014 06/2018
  • 04/2025 → Present
    Ubs Financial Services
    Weehawken, NJ
  • 09/2018 → 05/2023
    Princeton University
    Princeton, NJ
  • 08/2023 → 01/2025
    Georgetown University
    Georgetown, DC
  • 09/2014 → 06/2018
    G.W. Hewlett High School
    Hewlett, NY
Other Businesses

Premier Lacrosse League (PLL). The business is not investment-related. The PLL headquarters is located in 286 Madison Ave #1705 New York, NY 10017. I am a professional lacrosse player in the PLL, which is a professional lacrosse league. The start date of the relationship was May 7th, 2024. I devote approximately 45-60 hours a month to this other business. I do not devote any time to the business during securities trading hours. My duties include: practicing, performing, and potential marketing.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-11
  • S66 Uniform Combined State Law Examination
    2025-08-11

View on SEC IAPD

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