Marvins Francois

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-06-16

PA RA
APPROVED

Since 2025-06-16

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank N.A	Allentown	PA	05/2023	11/2024
Univest Financial Corporation	Allentown	PA	01/2021	03/2023
Rac Acceptance Now	Allentown	PA	10/2021	12/2021
Autozone	Allentown/Bensalem	PA	04/2020	09/2021
Adt Security Services	Willow Grove	PA	11/2019	03/2020
Sprint	Bensalem	PA	05/2018	03/2019
Jcpenny	Bensalem	PA	03/2017	07/2017
Dave And Buster's	Philadelphia	PA	01/2017	03/2017
Francis Harvey Green Library	West Chester	PA	09/2016	12/2016
Lpl Enterprise Llc	Warrington	PA	04/2025	Present
Unemployed	Philadelphia	PA	11/2024	04/2025
Unemployed	Philadelphia	PA	07/2017	05/2018
Unemployed	Philadelphia	PA	04/2016	09/2016
Unemployed	Philadelphia	PA	03/2023	05/2023
Unemployed	Philadelphia	PA	03/2019	11/2019

05/2023 → 11/2024

Jpmorgan Chase Bank N.A

Allentown, PA
01/2021 → 03/2023

Univest Financial Corporation

Allentown, PA
10/2021 → 12/2021

Rac Acceptance Now

Allentown, PA
04/2020 → 09/2021

Autozone

Allentown/Bensalem, PA
11/2019 → 03/2020

Adt Security Services

Willow Grove, PA
05/2018 → 03/2019

Sprint

Bensalem, PA
03/2017 → 07/2017

Jcpenny

Bensalem, PA
01/2017 → 03/2017

Dave And Buster's

Philadelphia, PA
09/2016 → 12/2016

Francis Harvey Green Library

West Chester, PA
04/2025 → Present

Lpl Enterprise Llc

Warrington, PA
11/2024 → 04/2025

Unemployed

Philadelphia, PA
07/2017 → 05/2018

Unemployed

Philadelphia, PA
04/2016 → 09/2016

Unemployed

Philadelphia, PA
03/2023 → 05/2023

Unemployed

Philadelphia, PA
03/2019 → 11/2019

Unemployed

Philadelphia, PA

Other Businesses

1. 03/18/2025 - Vista Financial Corporation - Business Entity for Tax/Investment Purposes Only - Non Inv Related - Bensalem, PA - Start Date - 02/08/2023 - 0hrs/MTH the business was supposed to be for investing but no actions were ever taken. the corporation is currently in the process of being dissolved. 2. 03/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Philadelphia, PA - Start Date 03/18/2025 - 160hrs/MTH 3. 03/18/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Philadelphia, PA - Start Date 03/18/2025 - 160hrs/MTH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-06

S66 Uniform Combined State Law Examination

2025-05-06