Richard W Tso

Employer firm

Signature Resources Capital Management, LLC CRD 144069

$304M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2025 → Present
  American United Life
  Newport Beach, CA
• 06/2026 → Present
  Oneamerica Securities
  Newport Beach, CA
• 01/2025 → 11/2025
  Massmutual Life Insurance Co
  Costa Mesa, CA
• 04/2025 → 11/2025
  Mml Investors Services, Llc D/B/A Goldbrook Financial
  Costa Mesa, CA
• 02/2014 → 02/2020
  Us Navy
  Pearl Harbor Hawaii, CA
• 02/2020 → 05/2020
  Unemployed
  Monterey Park, CA
• 05/2020 → 05/2024
  East Los Angeles College/ University Of Southern California
  Los Angeles, CA
• 06/2023 → 08/2023
  Grant Thornton
  Los Angeles, CA
• 05/2024 → 01/2025
  Unemployed
  Monterey Park, CA
• 08/2022 → 12/2022
  Madeline Gardens
  Pasadena, CA
• 11/2025 → Present
  Signature Resources Capital Management, Llc
  Newport Beach, CA

Previous Registrations

• 2025-08-21 → 2025-11-06
  Mml Investors Services, Llc
  Costa Mesa, CA

Other Businesses

Non-variable insurance sales (fixed life, fixed annuities)

Exams

• S66 Uniform Combined State Law Examination
  2025-08-18

Other Names

• Richard Tso
• Richard Wan Tso