Best Investors Account Sign in
Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-03
  • NC RA
    APPROVED
    Since 2025-09-03

Branch Locations

Mayodan, NC • United States

300 North Greene Street Suite 295, Greensboro, NC 27401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Charlotte NC 03/2025 Present
Mml Investors Services, Llc Charlotte NC 04/2025 Present
Southeastern Freight Lines Columbia SC 11/2013 09/2025
  • 03/2025 → Present
    Massmutual Life Insurance Co
    Charlotte, NC
  • 04/2025 → Present
    Charlotte, NC
  • 11/2013 → 09/2025
    Southeastern Freight Lines
    Columbia, SC
Other Businesses

NAME: Avalon Suites LLC, INV REL: N, ADD: 218 W Main St., Lincolnton, NC 28092, NATURE: Storage units, POSITION: Member/Manager, START DATE: 10/01/2023 , NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Manage property, collect payments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-19
  • S66 Uniform Combined State Law Examination
    2025-08-19
Other Names
  • Ross Vaden

View on SEC IAPD

More in Mayodan, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor