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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-03 |
Branch Locations
300 North Greene Street Suite 295, Greensboro, NC 27401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Charlotte | NC | 03/2025 | Present |
| Mml Investors Services, Llc | Charlotte | NC | 04/2025 | Present |
| Southeastern Freight Lines | Columbia | SC | 11/2013 | 09/2025 |
NAME: Avalon Suites LLC, INV REL: N, ADD: 218 W Main St., Lincolnton, NC 28092, NATURE: Storage units, POSITION: Member/Manager, START DATE: 10/01/2023 , NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Manage property, collect payments
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-19 |
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