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Sebastian Alexander Serrano-Santos

Vanguard Advisers, Inc.

Charlotte, NC

CRD 8061407

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-06
TX RA APPROVED 2026-05-06
  • NC RA
    APPROVED
    Since 2026-05-06
  • TX RA
    APPROVED
    Since 2026-05-06

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Charlotte NC 02/2026 Present
The Vanguard Group, Inc. Charlotte NC 02/2026 Present
University Of South Florida Tampa FL 08/2023 12/2025
Ranstad Charlotte NC 05/2025 08/2025
Bella Brava Llc Land O' Lakes FL 08/2024 05/2025
City Of Pensacola Pensacola FL 06/2024 07/2024
Chick-Fil-A Tampa FL 12/2023 05/2024
Chick-Fil-A Pensacola FL 03/2021 08/2023
Culver's Pensacola FL 03/2021 04/2021
The Fresh Market, Inc. Pensacola FL 07/2024 08/2024
Self-Employed Pensacola FL 07/2024 08/2024
Self-Employed Tampa FL 10/2025 11/2025
Hillsborough Academy Of Math And Science Tampa FL 08/2012 05/2017
Centennial Middle School Boulder CO 08/2017 05/2019
Mount Si High School Pensacola FL 09/2019 06/2021
Unemployed Boulder CO 05/2019 09/2019
Vanguard Advisers, Inc. Charlotte NC 05/2026 Present
  • 02/2026 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 02/2026 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2023 → 12/2025
    University Of South Florida
    Tampa, FL
  • 05/2025 → 08/2025
    Ranstad
    Charlotte, NC
  • 08/2024 → 05/2025
    Bella Brava Llc
    Land O' Lakes, FL
  • 06/2024 → 07/2024
    City Of Pensacola
    Pensacola, FL
  • 12/2023 → 05/2024
    Chick-Fil-A
    Tampa, FL
  • 03/2021 → 08/2023
    Chick-Fil-A
    Pensacola, FL
  • 03/2021 → 04/2021
    Culver's
    Pensacola, FL
  • 07/2024 → 08/2024
    The Fresh Market, Inc.
    Pensacola, FL
  • 07/2024 → 08/2024
    Self-Employed
    Pensacola, FL
  • 10/2025 → 11/2025
    Self-Employed
    Tampa, FL
  • 08/2012 → 05/2017
    Hillsborough Academy Of Math And Science
    Tampa, FL
  • 08/2017 → 05/2019
    Centennial Middle School
    Boulder, CO
  • 09/2019 → 06/2021
    Mount Si High School
    Pensacola, FL
  • 05/2019 → 09/2019
    Unemployed
    Boulder, CO
  • 05/2026 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-01
  • S66 Uniform Combined State Law Examination
    2026-05-01
Other Names
  • Seby Serrano
  • Sebastian Serrano
  • Sebastian Serrano-Santos

View on SEC IAPD

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