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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-13 |
| ME | RA | APPROVED | 2026-01-12 |
Branch Locations
160 Gould Street Suite 310, Needham, MA 02494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Yarmouth | ME | 03/2025 | Present |
| Unemployed | Yarmouth | ME | 07/2024 | 06/2025 |
| Castle Point Funds Management Limited | Auckland | 03/2013 | 06/2024 | |
| Park Avenue Securities | Yarmouth | ME | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-17 |
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