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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-01-13
ME RA APPROVED 2026-01-12
  • MA RA
    APPROVED
    Since 2026-01-13
  • ME RA
    APPROVED
    Since 2026-01-12

Branch Locations

160 Gould Street Suite 310, Needham, MA 02494 • United States

Yarmouth, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Yarmouth ME 03/2025 Present
Unemployed Yarmouth ME 07/2024 06/2025
Castle Point Funds Management Limited Auckland 03/2013 06/2024
Park Avenue Securities Yarmouth ME 09/2025 Present
  • 03/2025 → Present
    Guardian Life Insurance Company
    Yarmouth, ME
  • 07/2024 → 06/2025
    Unemployed
    Yarmouth, ME
  • 03/2013 → 06/2024
    Castle Point Funds Management Limited
    Auckland
  • 09/2025 → Present
    Park Avenue Securities
    Yarmouth, ME
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-12-17
  • S63 Uniform Securities Agent State Law Examination
    2025-12-17
Designations

View on SEC IAPD

Other Firms

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