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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-01 |
| VA | RA | APPROVED | 2018-11-06 |
Branch Locations
4000 Legato Road 8Th Floor, Fairfax, VA 22033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services Llc | Fairfax | VA | 12/2009 | 10/2018 |
| Ef Legacy Securities, Llc | Henrico | VA | 08/2016 | 10/2018 |
| Financial Engines Advisors L.L.C. | Tysons Corner | VA | 11/2018 | 10/2025 |
| Edelman Financial Engines | Santa Clara | CA | 10/2025 | Present |
1) Michael Krowe; INVESTMENT RELATED: No; ADDRESS: Aldie, VA; NATURE: DJ; POSITION: Sole Proprietor; START DATE: 10/26/2016 ; NUMBER OF HOURS/MONTH: 10 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Provide entertainment (music).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-13 |
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