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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-02 |
| CT | RA | APPROVED | 2025-07-18 |
Branch Locations
Old Saybrook, CT • United States
95 Glastonbury Blvd Ste 216, Glastonbury, CT 06033-4456 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Llc | New Haven | CT | 04/2025 | Present |
| Giraffe Media Group | West Palm Beach | FL | 09/2023 | 03/2025 |
| Newday Usa | West Palm Beach | FL | 08/2022 | 08/2023 |
| The Empire Theatre | New Shoreham | RI | 06/2022 | 08/2022 |
| Safe Habor Pilots Point | Westbrook | CT | 04/2018 | 08/2021 |
| The Borough Of Fenwick | Old Saybrook | CT | 06/2016 | 08/2017 |
| Sacred Heart University - Full Time Education | Fairfield | CT | 12/2021 | 12/2023 |
| University Of Tampa - Full Time Education | Tampa | FL | 01/2020 | 12/2021 |
| Sacred Heart University - Full Time Education | Fairfield | CT | 08/2018 | 12/2020 |
| Xavier High School - Full Time Student | Middletown | CT | 08/2014 | 05/2018 |
Outside Employment; Xavier High School; Assistant football coach, I coach linebackers for the varsity football team; I am an assistant coach for Xavier High School's varsity football team.; 181 Randolph Road, , Middletown, CT, 06457; Not Investment-Related; 05/01/2026; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-18 |
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