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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-02
CT RA APPROVED 2025-07-18
  • TX RA
    APPROVED
    Since 2026-03-02
  • CT RA
    APPROVED
    Since 2025-07-18

Branch Locations

Old Saybrook, CT • United States

95 Glastonbury Blvd Ste 216, Glastonbury, CT 06033-4456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc New Haven CT 04/2025 Present
Giraffe Media Group West Palm Beach FL 09/2023 03/2025
Newday Usa West Palm Beach FL 08/2022 08/2023
The Empire Theatre New Shoreham RI 06/2022 08/2022
Safe Habor Pilots Point Westbrook CT 04/2018 08/2021
The Borough Of Fenwick Old Saybrook CT 06/2016 08/2017
Sacred Heart University - Full Time Education Fairfield CT 12/2021 12/2023
University Of Tampa - Full Time Education Tampa FL 01/2020 12/2021
Sacred Heart University - Full Time Education Fairfield CT 08/2018 12/2020
Xavier High School - Full Time Student Middletown CT 08/2014 05/2018
  • 04/2025 → Present
    New Haven, CT
  • 09/2023 → 03/2025
    Giraffe Media Group
    West Palm Beach, FL
  • 08/2022 → 08/2023
    Newday Usa
    West Palm Beach, FL
  • 06/2022 → 08/2022
    The Empire Theatre
    New Shoreham, RI
  • 04/2018 → 08/2021
    Safe Habor Pilots Point
    Westbrook, CT
  • 06/2016 → 08/2017
    The Borough Of Fenwick
    Old Saybrook, CT
  • 12/2021 → 12/2023
    Sacred Heart University - Full Time Education
    Fairfield, CT
  • 01/2020 → 12/2021
    University Of Tampa - Full Time Education
    Tampa, FL
  • 08/2018 → 12/2020
    Sacred Heart University - Full Time Education
    Fairfield, CT
  • 08/2014 → 05/2018
    Xavier High School - Full Time Student
    Middletown, CT
Other Businesses

Outside Employment; Xavier High School; Assistant football coach, I coach linebackers for the varsity football team; I am an assistant coach for Xavier High School's varsity football team.; 181 Randolph Road, , Middletown, CT, 06457; Not Investment-Related; 05/01/2026; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-18
  • S66 Uniform Combined State Law Examination
    2025-07-18
Other Names
  • Ryan Thomas Cartelli

View on SEC IAPD

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