Nicholas Garvey

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2025 → 01/2026
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2015 → 03/2025
  Mercedes Benz Of Orland Park
  Orland Park, IL
• 01/2026 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 01/02/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 2. HEARTLAND INVESTMENT USA, INC., 1835 W Dixie Hwy, Flossmoor IL 60422, 04/2026, W2 Employee, DBA Name, NIR, 0 HR/MO, 0 HR/MO TRADING 3. NICHOLAS GARVEY, 6420 Double Eagle Dr. Unit 610, Woodridge IL 60517, 02/2026, W2 Employee, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2025-08-15