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Karen Jeanette Waters

Valic Financial Advisors, Inc.

Houston, TX

CRD 8058324

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-10
  • TX RA
    APPROVED
    Since 2025-10-10

Branch Locations

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Houston TX 06/2025 Present
Classic Auto Group Galveston Galveston TX 08/2024 05/2025
Catalyst Trading Company Houston TX 11/2011 02/2023
Unemployed Dickinson TX 03/2023 07/2024
  • 06/2025 → Present
    Houston, TX
  • 08/2024 → 05/2025
    Classic Auto Group Galveston
    Galveston, TX
  • 11/2011 → 02/2023
    Catalyst Trading Company
    Houston, TX
  • 03/2023 → 07/2024
    Unemployed
    Dickinson, TX
Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 03/31/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA KP VENTURES, LLC POSITION: Manager NATURE: General business entity - no active business operations being conducted. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2022 ADDRESS: 5830 E 2nd St Ste 6300, Casper WY 82609, United States DESCRIPTION: The LLC was originally set up for possible use in property investments or rental services. However, I have no active plans for it. If I ever did decide to begin that type of work, I will modify the OBA to reflect the number of hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-09
  • S66 Uniform Combined State Law Examination
    2025-10-09
Other Names
  • Karen Jeanette Paras
  • Karen Jeanette Paras Boras
  • Karen Waters

View on SEC IAPD

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