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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-18 |
| WI | RA | APPROVED | 2026-08-18 |
| GA | RA | APPROVED | 2025-11-12 |
| CA | RA | APPROVED | 2025-11-04 |
| CT | RA | APPROVED | 2025-09-16 |
| NJ | RA | APPROVED | 2025-08-27 |
| NY | RA | APPROVED | 2025-08-26 |
| PA | RA | APPROVED | 2025-07-16 |
Branch Locations
Southampton, PA • United States
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperian Wealth Management | New York | NY | 03/2025 | 05/2025 |
| Valuation Research Corporation | Yardley | PA | 01/2017 | 03/2025 |
| Sei Investments | Oaks | PA | 06/2016 | 01/2017 |
| Guardian Life Insurance Company | New York | NY | 05/2025 | Present |
| Park Avenue Securities | New York | NY | 05/2025 | Present |
| Guardian Life Insurance Company | Southampton | PA | 05/2025 | Present |
| Park Avenue Securities | Southampton | PA | 05/2025 | Present |
301 Edgeboro, LLC 07/15/2017 301 Edgeboro Dr, Newtown PA 18940 4 Hours per month 0 Hours during trading hours YES Investment Related 10-25% Annual Percentage Rental Property - 55 Ardsley Ct 08/15/2017 55 Ardsley Ct. Newtown PA 18940 2 hours per month 0 hours during trading hours YES Investment Related 10-25% Annual Percentage
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-14 |
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