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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-11-19 |
Branch Locations
217 North Sterling Street, Morganton, NC 28655 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 01/2006 | Present |
NC Outreach Group Homes. 120 Cosmic Dr., Marion, NC. Nature of business is working with people with developmental disabilities. Position is employee since 11/4/2019. 15-20 hours/week, 0 hours/week during trading hours. Duties are to provide care for someone with developmental disabilities based on their care plan and goals such as meal prep, medication administration, hygiene, transportation. Not a client of the Firm. Not investment related. Compensation is hourly.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-07 |
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