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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-09 |
| NY | RA | APPROVED | 2025-03-24 |
Branch Locations
1441 Brickell Avenue, 16Th Floor, Miami, FL 33131 • United States
66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States
New Rochelle, NY • United States
66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States
445 North Bedford Drive 3Rd Floor, Beverly Hills, CA 90210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | 06/2020 |
| Neuberger Berman | New York | NY | 12/2020 | 08/2022 |
| Unemployed | New Rochelle | NY | 06/2020 | 12/2020 |
| First Manhattan Co. | New York | NY | 08/2022 | 02/2024 |
| Newedge Securities Inc | Pittsburgh | PA | 02/2024 | 03/2025 |
| Newedge Wealth | Stamford | CT | 02/2024 | 03/2025 |
| Hsbc Securities Usa Inc. | New York | NY | 03/2025 | Present |
| Hsbc Bank Usa National Association | New York | NY | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-10 |
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