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Inactive

Alaric Spencer

The Financial Legacy Group

Charlotte, NC

Charlotte, NC

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Current Employers
The Financial Legacy Group

2108 South Blvd Suite 109, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-05
NC RA APPROVED 2025-04-30
  • TX RA
    APPROVED
    Since 2026-03-05
  • NC RA
    APPROVED
    Since 2025-04-30

Branch Locations

2108 South Blvd Suite 109, Charlotte, NC 28203 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Financial Legacy Group Charlotte NC 08/2023 Present
Oak Capital Mortgage Charlotte NC 11/2021 08/2023
Angel Oak Home Loans Charlotte NC 10/2020 10/2021
Bayview Asset Management Charlotte NC 06/2020 11/2020
Unemployed Charlotte NC 03/2020 06/2020
Frank Recruitment Group Charlotte NC 01/2020 03/2020
Mecklenburg Swim Association Charlotte NC 06/2016 05/2018
Marble Slab Creamery Charlotte NC 05/2015 05/2017
University Of North Carolina Charlotte NC 08/2017 12/2019
East Carolina University Charlotte NC 08/2015 05/2017
  • 08/2023 → Present
    The Financial Legacy Group
    Charlotte, NC
  • 11/2021 → 08/2023
    Oak Capital Mortgage
    Charlotte, NC
  • 10/2020 → 10/2021
    Angel Oak Home Loans
    Charlotte, NC
  • 06/2020 → 11/2020
    Bayview Asset Management
    Charlotte, NC
  • 03/2020 → 06/2020
    Unemployed
    Charlotte, NC
  • 01/2020 → 03/2020
    Frank Recruitment Group
    Charlotte, NC
  • 06/2016 → 05/2018
    Mecklenburg Swim Association
    Charlotte, NC
  • 05/2015 → 05/2017
    Marble Slab Creamery
    Charlotte, NC
  • 08/2017 → 12/2019
    University Of North Carolina
    Charlotte, NC
  • 08/2015 → 05/2017
    East Carolina University
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-29
  • S65 Uniform Investment Adviser Law Examination
    2025-04-29

View on SEC IAPD

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