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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-24 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Simi Valley | CA | 01/2025 | 03/2025 |
| Lakeview Garden | Westlake Village | CA | 02/2023 | 01/2025 |
| Unemployed | Simi Valley | CA | 12/2022 | 02/2023 |
| Lemmo's Grill | Moorpark | CA | 08/2022 | 12/2022 |
| Unemployed | Simi Valley | CA | 02/2022 | 08/2022 |
| Timios Inc. | Westlake Village | CA | 05/2020 | 02/2022 |
| Unemployed | Simi Valley | CA | 05/2019 | 05/2020 |
| Full-Time Education | San Diego | CA | 02/2019 | 05/2019 |
| Edamami Sushi | San Diego | CA | 01/2019 | 02/2019 |
| Full-Time Education | San Diego | CA | 12/2017 | 01/2019 |
| P.F. Changs | Thousand Oaks | CA | 04/2016 | 12/2017 |
| Lpl Enterprise Llc | Sherman Oaks | CA | 03/2025 | Present |
1. 03/11/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Simi Valley, CA - Start Date 03/11/2025 - 160 HRS/MO 2. 03/11/2025 - N/A - Non-variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Simi Valley, CA - Start Date 03/11/2025 - 160 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-24 |
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