Gregory James Bracht

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-09-18

NC RA
APPROVED

Since 2025-09-18

Branch Locations

21228 Catawba Ave., Cornelius, NC 28031 • United States

5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lake And Village Realty	Cornelius	NC	01/2021	07/2025
Puma & Associates Realty	Cornelius	NC	01/2017	01/2021
Pearson Appraisal Service	Charlotte	NC	01/2014	01/2017
Lpl Enterprise	Charlotte	NC	07/2025	Present

01/2021 → 07/2025

Lake And Village Realty

Cornelius, NC
01/2017 → 01/2021

Puma & Associates Realty

Cornelius, NC
01/2014 → 01/2017

Pearson Appraisal Service

Charlotte, NC
07/2025 → Present

Lpl Enterprise

Charlotte, NC

Other Businesses

1. 07/11/2025 - Lake and Village Realty - Mortgage/Real Estate Services - INV REL - Cornelius, NY - Start Date 01/01/2022 - 10 HRS/MO | 0 HRS/MO DURING TRADING 2. 07/11/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Huntersville, NC - Start Date 06/30/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 07/11/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Huntersville, NC - Start Date 06/30/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-11

S66 Uniform Combined State Law Examination

2025-09-11

Other Names

Gregg James Bracht

View on SEC IAPD