Philip Lawrence Emchick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-11-03

CA RA
APPROVED

Since 2025-11-03

Branch Locations

Upland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Upland	CA	03/2025	Present
Zapata Private Wealth Group, Llc	Upland	CA	03/2025	Present
Bois Capital	Rancho Cucamonga	CA	03/2018	03/2025
Boustead Securities	Irvine	CA	02/2016	07/2017
Unemployed	San Diego	CA	07/2017	03/2018

03/2025 → Present

Lpl Financial, Llc

Upland, CA
03/2025 → Present

Zapata Private Wealth Group, Llc

Upland, CA
03/2018 → 03/2025

Bois Capital

Rancho Cucamonga, CA
02/2016 → 07/2017

Boustead Securities

Irvine, CA
07/2017 → 03/2018

Unemployed

San Diego, CA

Other Businesses

1. 08/2025 - Zapata Private Wealth Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 8/19/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-02

S66 Uniform Combined State Law Examination

2025-11-02

View on SEC IAPD