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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-09-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington National Bank | Allegan, Douglas, Holland | MI | 12/2013 | 05/2018 |
| Allegan Credit Union | Fennville | MI | 05/2018 | 08/2018 |
| Unemployed | Fennville | MI | 08/2018 | 04/2019 |
| Fifth Third Bank | Holland | MI | 04/2019 | Present |
| Fifth Third Securities | Holland | MI | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-13 |
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