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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-30
  • CA RA
    APPROVED
    Since 2025-10-30

Branch Locations

15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States

Westlake Village, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Credit Research Llc Westlake Village CA 09/2022 08/2025
Sberbank Cib Moscow 09/2009 09/2022
Lpl Enterprise Llc Sherman Oaks CA 08/2025 Present
  • 09/2022 → 08/2025
    Independent Credit Research Llc
    Westlake Village, CA
  • 09/2009 → 09/2022
    Sberbank Cib
    Moscow
  • 08/2025 → Present
    Sherman Oaks, CA
Other Businesses

1) 08/14/2025 - OLGA GOROKHOVSKY Non-Variable Insurance/Insurance Agency - N/A Non-Variable Insurance - Investment Related - Westlake village, CA - start date 08/14/2025 - 160 hrs/mth 2) 08/14/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Westlake village, CA - start date 08/14/2025 - 160 hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-29
  • S66 Uniform Combined State Law Examination
    2025-10-29

View on SEC IAPD

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