Stacy Lynn Ewert

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-04-10

MN RA
APPROVED

Since 2025-04-10

Branch Locations

220 North State Street, Waseca, MN 56093 • United States

Waseca, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Enterprise Llc	St. Louis Park	MN	03/2025	Present
Nau Country	Ramsey	MN	04/2020	07/2025
Crop Risk Services	Champaign	IL	02/2014	04/2020
Dufault Cpa	Waseca	MN	01/2020	04/2025

03/2025 → Present

Lpl Enterprise Llc

St. Louis Park, MN
04/2020 → 07/2025

Nau Country

Ramsey, MN
02/2014 → 04/2020

Crop Risk Services

Champaign, IL
01/2020 → 04/2025

Dufault Cpa

Waseca, MN

Other Businesses

1. 03/05/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Waseca, MN - Start Date 03/05/2025 - 160 HRS/MO 3. 03/05/2025 - Dufault CPA - Outside/W-2 Employment - INV REL - INV REL - Waseca, MN - Start Date 01/01/2020 - 60 HRS/MO 4. 03/05/2025 - NAU Country - Outside/W-2 Employment - NOT INV REL - Anoka, MN - Start Date 04/01/2020 - 60 HRS/MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-10

S66 Uniform Combined State Law Examination

2025-04-10

Other Names

Stacy Ewert

View on SEC IAPD