Christopher John Jeffrey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-07-09

CA RA
APPROVED

Since 2025-07-09

Branch Locations

Canyon Lake, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alvord Unified School District	Corona	CA	09/2004	Present
Independent Contractor	Lake Elsinore	CA	08/2022	Present
Lpl Financial Llc	Canyon Lake	CA	05/2025	Present

09/2004 → Present

Alvord Unified School District

Corona, CA
08/2022 → Present

Independent Contractor

Lake Elsinore, CA
05/2025 → Present

Lpl Financial Llc

Canyon Lake, CA

Other Businesses

1)07/03/2025 - Advantage Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)07/03/2025 - Alvord Unified School District - Teacher - Non-Inv Rel -at reported location- Start: 09/2004 - 23 Hr/Mth

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-02-21
S65	Uniform Investment Adviser Law Examination	2025-05-31

S63 Uniform Securities Agent State Law Examination

2026-02-21
S65 Uniform Investment Adviser Law Examination

2025-05-31

Other Names

Chris Jeffrey

View on SEC IAPD