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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-23 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Morehead City | NC | 03/2025 | Present |
| Wells Fargo Bank, Na | Morehead City | NC | 12/2021 | Present |
| Handy Mart | Morehead City | NC | 08/2016 | 11/2021 |
| Bed Bath And Beyond | Morehead City | NC | 08/2016 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-28 |
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