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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-25 |
Branch Locations
500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Phoenix | AZ | 03/2025 | Present |
| Concentrix | Las Vegas | NV | 03/2023 | Present |
| Intouchcx | Las Vegas | NV | 08/2022 | 03/2023 |
| Mcdonalds | Las Vegas | NV | 01/2020 | 01/2022 |
| Canyon Springs High School | North Las Vegas | NV | 03/2016 | 05/2020 |
| Uei | Las Vegas | NV | 01/2022 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-24 |
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