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Ian Joseph Faulkner

Rockefeller Financial LLC

Wilmington, NC

Atlanta, GA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-05
NC RA APPROVED 2026-05-04
  • TX RA
    APPROVED
    Since 2026-05-05
  • NC RA
    APPROVED
    Since 2026-05-04

Branch Locations

1838 Sir Tyler Drive, Suite 102, Wilmington, NC 28405 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Capital Management Wilmington NC 03/2025 Present
Devhub Seattle WA 01/2024 03/2025
The Mom Project Chicago IL 03/2022 09/2023
Young Life Colorado Springs CO 08/2012 03/2022
Unemployed Wilmington NC 09/2023 01/2024
  • 03/2025 → Present
    Rockefeller Capital Management
    Wilmington, NC
  • 01/2024 → 03/2025
    Devhub
    Seattle, WA
  • 03/2022 → 09/2023
    The Mom Project
    Chicago, IL
  • 08/2012 → 03/2022
    Young Life
    Colorado Springs, CO
  • 09/2023 → 01/2024
    Unemployed
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-04
  • S66 Uniform Combined State Law Examination
    2026-05-04

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
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WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
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