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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-06-05
  • NE RA
    APPROVED
    Since 2025-06-05

Branch Locations

4444 S 86Th St Ste 102, Lincoln, NE 68526 • United States

14450 Meadows Blvd. Ste. 1, Omaha, NE 68138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities Inc. Omaha NE 03/2025 06/2025
Educational Service Unit La Vista NE 07/2023 Present
Ralston Public Schools Ralston NE 07/2014 06/2023
Lpl Financial Llc Omaha NE 06/2025 Present
  • 03/2025 → 06/2025
    Western International Securities Inc.
    Omaha, NE
  • 07/2023 → Present
    Educational Service Unit
    La Vista, NE
  • 07/2014 → 06/2023
    Ralston Public Schools
    Ralston, NE
  • 06/2025 → Present
    Omaha, NE
Previous Registrations
  • 2025-05-20 → 2025-06-05
    Western International Securities, Inc.
    Omaha, NE
    Lincoln, NE
    Crystal Bay, NV
Other Businesses

1. 06/05/2025-Teammates-Ralston Public Schools- Non-Profit Board Member- Not INV Related- At Omaha, NE- Start date 08/01/2024- 1 Hour Per Month 2. 06/05/2025-Papio Pool-Non-Profit Board Member- Not INV Related- At Papillion, NE- Start date 02/12/2023- 5 Hours Per Month 3. 06/05/2025-Heartland Workforce Solutions Youth Committee- Non-Profit Board Member- Not INV Related- At Omaha, NE- Start date 01/01/2021- 1 Hour Per Month- 1 Hour During Trading 4. 06/05/2025- Midland University- Teacher Paid by School or University- Not INV Related- At Fremont, NE- Start date 01/01/2020- 10 Hours Per Month 5. 06/05/2025- Educational Service Unit #3-Outside/W-2 Employment- Not INV Related- At La Vista, NE- Start date 07/01/2023- 160 Hours Per Month 6. 06/05/2025- Asset Strategies- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/01/2025- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-17
  • S66 Uniform Combined State Law Examination
    2025-05-17

View on SEC IAPD

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