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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities Inc. | Omaha | NE | 03/2025 | 06/2025 |
| Educational Service Unit | La Vista | NE | 07/2023 | Present |
| Ralston Public Schools | Ralston | NE | 07/2014 | 06/2023 |
| Lpl Financial Llc | Omaha | NE | 06/2025 | Present |
1. 06/05/2025-Teammates-Ralston Public Schools- Non-Profit Board Member- Not INV Related- At Omaha, NE- Start date 08/01/2024- 1 Hour Per Month 2. 06/05/2025-Papio Pool-Non-Profit Board Member- Not INV Related- At Papillion, NE- Start date 02/12/2023- 5 Hours Per Month 3. 06/05/2025-Heartland Workforce Solutions Youth Committee- Non-Profit Board Member- Not INV Related- At Omaha, NE- Start date 01/01/2021- 1 Hour Per Month- 1 Hour During Trading 4. 06/05/2025- Midland University- Teacher Paid by School or University- Not INV Related- At Fremont, NE- Start date 01/01/2020- 10 Hours Per Month 5. 06/05/2025- Educational Service Unit #3-Outside/W-2 Employment- Not INV Related- At La Vista, NE- Start date 07/01/2023- 160 Hours Per Month 6. 06/05/2025- Asset Strategies- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/01/2025- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-17 |
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