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Nicholas Garcia

Wells Fargo Advisors Financial Network, LLC

Bethesda, MD

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-02-05
TX RA APPROVED 2026-02-05
  • MD RA
    APPROVED
    Since 2026-02-05
  • TX RA
    APPROVED
    Since 2026-02-05

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Bethesda MD 02/2025 Present
American University Kogod School Of Business Potomac DC 01/2025 05/2025
Otc Markets Group Washington DC 06/2024 08/2024
Northland Controls Reston VA 06/2023 08/2023
American University Washington DC 08/2021 05/2025
Glen Ridge High School Glen Ridge NJ 09/2017 06/2021
Ridgewood Avenue School Glen Ridge NJ 08/2014 06/2017
  • 02/2025 → Present
    Wells Fargo Advisors Financial Network, Llc
    Bethesda, MD
  • 01/2025 → 05/2025
    American University Kogod School Of Business
    Potomac, DC
  • 06/2024 → 08/2024
    Otc Markets Group
    Washington, DC
  • 06/2023 → 08/2023
    Northland Controls
    Reston, VA
  • 08/2021 → 05/2025
    American University
    Washington, DC
  • 09/2017 → 06/2021
    Glen Ridge High School
    Glen Ridge, NJ
  • 08/2014 → 06/2017
    Ridgewood Avenue School
    Glen Ridge, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-05
  • S66 Uniform Combined State Law Examination
    2026-02-05

View on SEC IAPD

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