David Brown

Ameriprise Financial Services, LLC

Marlborough, MA

CRD 8055165

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-13

TX RA
APPROVED

Since 2026-03-13

Branch Locations

Marlborough, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Marlborough	MA	03/2025	Present
Blackrock	Boston	MA	07/2024	03/2025
The 33Rd Team	Remote	MA	04/2022	07/2024
University Of Massachusetts, Amherst	Amherst	MA	08/2020	05/2024
Braintree Public Schools	Braintree	MA	09/2013	06/2020

03/2025 → Present

Ameriprise Financial Services, Llc

Marlborough, MA
07/2024 → 03/2025

Blackrock

Boston, MA
04/2022 → 07/2024

The 33Rd Team

Remote, MA
08/2020 → 05/2024

University Of Massachusetts, Amherst

Amherst, MA
09/2013 → 06/2020

Braintree Public Schools

Braintree, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-07

S66 Uniform Combined State Law Examination

2026-03-07

Other Names

Dj Brown
David Brown
David John Brown

View on SEC IAPD

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