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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-02
OR RA APPROVED 2025-05-29
  • TX RA
    APPROVED
    Since 2025-08-02
  • OR RA
    APPROVED
    Since 2025-05-29

Branch Locations

12901 Se 97Th Ave Ste 410, Clackamas, OR 97015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brake Hughes Bellermann Llp Washington DC 05/2006 05/2025
Lpl Financial Clackamas OR 03/2025 Present
  • 05/2006 → 05/2025
    Brake Hughes Bellermann Llp
    Washington, DC
  • 03/2025 → Present
    Lpl Financial
    Clackamas, OR
Other Businesses

1. 03/24/2025 - Lishka Financial- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-28
  • S66 Uniform Combined State Law Examination
    2025-05-28

View on SEC IAPD

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