Jeremy Taubman

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-10-17

CT RA
APPROVED

Since 2025-10-17

Branch Locations

Weatogue, CT • United States

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services Llc	West Hartford	CT	03/2025	07/2025
General Assembly	New York	NY	10/2020	10/2024
Codewizards Hq	New York	NY	07/2020	10/2020
Pequa Physical Therapy	Massapequa	NY	08/2017	10/2019
St James School Of Medicine	Chicago	IL	08/2013	07/2017
Lpl Enterprise Llc	Shelton	CT	07/2025	Present
Unemployed	Weatogue	CT	10/2024	03/2025
General Assembly	New York	NY	11/2019	03/2020
Unemployed	Long Beach	NY	04/2020	07/2020

03/2025 → 07/2025

Northwestern Mutual Investment Services Llc

West Hartford, CT
10/2020 → 10/2024

General Assembly

New York, NY
07/2020 → 10/2020

Codewizards Hq

New York, NY
08/2017 → 10/2019

Pequa Physical Therapy

Massapequa, NY
08/2013 → 07/2017

St James School Of Medicine

Chicago, IL
07/2025 → Present

Lpl Enterprise Llc

Shelton, CT
10/2024 → 03/2025

Unemployed

Weatogue, CT
11/2019 → 03/2020

General Assembly

New York, NY
04/2020 → 07/2020

Unemployed

Long Beach, NY

Other Businesses

1. 07/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Weatogue, CT - Start Date 07/24/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/25/2025 - JEREMY TAUBMAN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Weatogue, CT - Start Date 07/24/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-17

S66 Uniform Combined State Law Examination

2025-10-17