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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-04-16
  • MI RA
    APPROVED
    Since 2026-04-16

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

Zeeland, MI • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Herman Miller Zeeland MI 09/2014 09/2024
Unemployed Zeeland MI 09/2024 04/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2025 11/2025
Northwestern Mutual Investment Services Llc Grand Rapids MI 10/2025 11/2025
Byrne Electrical Specialists Rockford MI 12/2025 Present
Money Concepts Capital Corp. Palm Beach Gardens FL 12/2025 Present
Holland Symphony Orchestra Holland MI 05/2022 Present
  • 09/2014 → 09/2024
    Herman Miller
    Zeeland, MI
  • 09/2024 → 04/2025
    Unemployed
    Zeeland, MI
  • 04/2025 → 11/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2025 → 11/2025
    Northwestern Mutual Investment Services Llc
    Grand Rapids, MI
  • 12/2025 → Present
    Byrne Electrical Specialists
    Rockford, MI
  • 12/2025 → Present
    Palm Beach Gardens, FL
  • 05/2022 → Present
    Holland Symphony Orchestra
    Holland, MI
Other Businesses

1. Holland Symphony Orchestra, Not Investment-related, 96 W 15th St 201, Holland, MI, United States(US), 49423, Board of Directors member, Start Date: 05/03/2022, Charity. 10 hrs per month, 0 during securities trading hrs , Community Orchestra, Duties: I am a Board of Directors member serving on the Financial Committee. 2. Byrne Electrical Specialists, Not Investment-related, 320 Byrne Industrial Dr., Rockford, MI, 49531, Sr. Product Manager, Start Date: 12/15/2025, 180 hrs per month, 120 hrs during securities trading hours, OEM Manufacturer for the Contract Furniture Industry, Duties: I am the Sr. Product Manager for the company.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-05-15
S65 Uniform Investment Adviser Law Examination 2026-02-20
  • S63 Uniform Securities Agent State Law Examination
    2026-05-15
  • S65 Uniform Investment Adviser Law Examination
    2026-02-20
Other Names
  • Trina Denise Weymon
  • Trina Lichtenwalner

View on SEC IAPD

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