Nichole L King

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-15

TX RA
APPROVED

Since 2025-09-15

Branch Locations

Pacific Grove, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Insurica Insurance Services, Llc	Austin	TX	07/2022	11/2024
Kowert, Hood, Munyon, Rankin & Goetzel, Pc	Austin	TX	08/2011	07/2022
Unemployed	Austin	TX	11/2024	03/2025
Lpl Financial Llc	Houston	TX	03/2025	Present
Pharaoh Financial	Pacific Grove	CA	03/2025	Present

07/2022 → 11/2024

Insurica Insurance Services, Llc

Austin, TX
08/2011 → 07/2022

Kowert, Hood, Munyon, Rankin & Goetzel, Pc

Austin, TX
11/2024 → 03/2025

Unemployed

Austin, TX
03/2025 → Present

Lpl Financial Llc

Houston, TX
03/2025 → Present

Pharaoh Financial

Pacific Grove, CA

Previous Registrations

2025-09-01 → 2026-02-06

Lpl Enterprise, Llc

Houston, TX

Other Businesses

1) 02/13/2025-Prudential Advisors-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-160hrs/mth-160hrs/mth during trading 2) 02/13/2025-N/A - Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At Houston, TX-Start date 02/13/2025-160hrs/mth-160hrs/mth during trading 3) 05/30/2025-Robert Half-Remote Temp-Data entry, office help-Not inv related-At San Jose,CA-Start date 03/31/2025-120hrs/mth-120hrs/mth during trading 4) 04/10/2025-Robert Half-Temp office support-Not inv related-At Menlo Park, CA-Start date 03/31/2025-120hrs/mth-120hrs/mth during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-30

S66 Uniform Combined State Law Examination

2025-08-30

Other Names

Nichole Lisabeth Campbell
Nichole King
Nichole Lisabeth King

View on SEC IAPD