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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michigan Elevator Inc | Lyon Twp | MI | 07/2015 | 04/2017 |
| Unemployed | Highland | MI | 05/2017 | 01/2018 |
| Rite Aid Corporation | Highland | MI | 02/2018 | 08/2019 |
| Rite Aid Corporation | Brighton | MI | 08/2019 | 11/2021 |
| Fifth Third Bank | Hamburg | MI | 11/2021 | Present |
| Fifth Third Securities | Hamburg | MI | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-05 |
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