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Benjamin Lee Farrow

Soundpath Retirement Strategies, LLC

Bellevue, WA

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Current Employers
Soundpath Retirement Strategies, Llc

11811 Ne 1St Street Suite 311, Bellevue, WA 98005 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-03-06
WA RA APPROVED 2025-03-06
  • OR RA
    APPROVED
    Since 2025-03-06
  • WA RA
    APPROVED
    Since 2025-03-06

Branch Locations

11811 Ne 1St Street Suite 311, Bellevue, WA 98005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Soundpath Retirement Strategies, Llc Bellevue WA 03/2025 Present
Carta Seattle WA 11/2020 06/2024
Microsoft Redmond WA 01/2019 03/2020
Amazon Seattle WA 01/2013 01/2019
King County Seattle WA 04/2020 09/2020
Unemployed Seattle WA 07/2024 12/2024
Soundpath Retirement Strategies, Llc Bellevue WA 01/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-01
  • S65 Uniform Investment Adviser Law Examination
    2025-03-01

View on SEC IAPD

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