Sean Kelly

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-28
NY	RA	APPROVED	2025-04-29

Branch Locations

455 Patroon Creek Blvd. Suite 200, Albany, NY 12206-5011 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Rbc Capital Markets, Llc	Albany	NY	03/2025	Present
Blackrock	New York	NY	09/2022	02/2025
Jp Morgan Chase	New York	NY	06/2020	09/2022
Argus Information And Advisory Services	White Plains	NY	06/2018	05/2020
Suny Plattsburgh / University Of Rochester	Plattsburgh / Rochester	NY	08/2013	06/2018

03/2025 → Present

Rbc Capital Markets, Llc

Albany, NY
09/2022 → 02/2025

Blackrock

New York, NY
06/2020 → 09/2022

Jp Morgan Chase

New York, NY
06/2018 → 05/2020

Argus Information And Advisory Services

White Plains, NY
08/2013 → 06/2018

Suny Plattsburgh / University Of Rochester

Plattsburgh / Rochester, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-29