Christopher Joseph Castiglia

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2025 → Present
  Lpl Financial
  Garden City, NY
• 01/2019 → 02/2025
  Inter-Metro Freight, Inc.
  Elizabeth, NJ
• 11/2016 → 12/2018
  Jf Hillebrand
  Edison, NJ
• 05/2016 → 10/2016
  Nch Corporation
  Monmouth Junction, NJ

Other Businesses

1. 04/16/2025 - Plan 4, Inc - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). - Start date 03/03/2025 - 160 Hours/Month - 7 Hours During Trading - 2) 06/18/2025 - Plan 4 Insurance Services, Inc. - Investment Related - Non-Variable Insurance - At reported business location(s) - Start Date: 06/03/2025 - 4 Hrs/Mth - 4 Hrs During Trading. 3) 06/18/2025 - Plan 4 Financial, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date: 06/03/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2025-05-27