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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-01 |
| TX | RA | APPROVED | 2025-09-01 |
Branch Locations
100 North Main Street Suite 2500, Winston-Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | Charlotte | NC | 04/2025 | 08/2025 |
| Liberty Hardware Manufacturing Corporation | Winston-Salem | NC | 07/2024 | 04/2025 |
| Walmart Inc, Spark Delivery | Bentonville | NC | 10/2021 | 07/2024 |
| North Carolina Agricultural And Technical State University | Greensboro | NC | 08/2021 | 05/2024 |
| Surry Community College | Dobson | NC | 08/2019 | 08/2021 |
| Piedmont International University | Winston-Salem | NC | 08/2018 | 05/2019 |
| East Forsyth High School | Kernersville | NC | 08/2014 | 06/2018 |
| Morgan Stanley | Winston-Salem | NC | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-23 |
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