James Daniel Carrion

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-10-13

NY RA
APPROVED

Since 2025-10-13

Branch Locations

1515 Route 22, Brewster, NY 10509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hvcu	Brewster	NY	02/2023	01/2025
Hudson Valley Credit Union	Brewster	NY	01/2025	Present
Lpl Financial Llc	Brewster	NY	03/2025	Present
Mcdonald's	Carmel	NY	08/2020	02/2023
Student	Brewster	NY	01/2015	08/2020

02/2023 → 01/2025

Hvcu

Brewster, NY
01/2025 → Present

Hudson Valley Credit Union

Brewster, NY
03/2025 → Present

Lpl Financial Llc

Brewster, NY
08/2020 → 02/2023

Mcdonald's

Carmel, NY
01/2015 → 08/2020

Student

Brewster, NY

Other Businesses

1) 03/2025 - Hudson Valley Fed Credit Union / Notary / Inv related / At Reported Business Location(s) / Start date 11/18/2023 - 4 Hrs per month - 5 % Time Spent 2) 03/2025 - Hudson Valley Fed Credit Union / Relationship Manager / Financial Institution Duty / Inv Related / At Reported Business Location(s) / Start date 02/06/2023 - 160 Hrs per month - 50% Time Spent 3) 11/13/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wealth Management at Hudson Valley Credit Union - Investment Related - At Reported Business Location(s) 4) 12/01/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name HVCU - Investment Related - At Reported Business Location(s) - Start Date 02/06/2023 - 40 hours per month/ 8 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-10

S66 Uniform Combined State Law Examination

2025-10-10