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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stevens Investment Group | West Chester | OH | 03/2025 | Present |
| Casto Residential | Cincinnati | OH | 07/2024 | 03/2025 |
| Village Green Management | Highland Heights | KY | 05/2022 | 07/2024 |
| Dick's Sporting Goods | Florence | KY | 10/2020 | 05/2022 |
| Planet Fitness | Florence | KY | 02/2019 | 10/2020 |
| Northern Kentucky University | Highland Heights | KY | 08/2019 | 12/2021 |
| Unemployed - University Transfer | Union | KY | 12/2018 | 02/2019 |
| University Of Louisville | Louisville | KY | 08/2017 | 12/2018 |
| Unemployed - Enrolled For School | Union | KY | 05/2017 | 08/2017 |
| Student | Union | KY | 08/2013 | 05/2017 |
| Lpl Financial Llc | West Chester | OH | 12/2025 | Present |
1) 11/18/2025 - Stevens Investment Group / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-18 |
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