Diego Castillo Olea

Employer firm

Mora Capital Management, LLC CRD 112221

$1.90B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 05/2024
  Ubs Financial Services Inc.
  New York, NY
• 06/2024 → Present
  Boreal Capital Securities Llc
  Miami, FL

Previous Registrations

• 2015-12-09 → 2024-05-21
  Ubs Financial Services Inc.
  New York, NY
  Harrison, NY
  Coral Gables, FL
• 2014-08-07 → 2015-12-21
  Credit Suisse Securities (Usa) Llc
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-08-06
• S63 Uniform Securities Agent State Law Examination
  2006-10-27

Other Names

• Diego Castillo Olea
• Diego Castillo