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Diego Castillo Olea

Mora Capital Management, LLC

Miami, FL

Harrison, NY

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Current Employers
Mora Capital Management, Llc

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-06
NY RA APPROVED 2025-11-03
  • FL RA
    APPROVED
    Since 2025-11-06
  • NY RA
    APPROVED
    Since 2025-11-03

Branch Locations

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

Harrison, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 12/2015 05/2024
Boreal Capital Securities Llc Miami FL 06/2024 Present
Previous Registrations
  • 2015-12-09 → 2024-05-21
    Ubs Financial Services Inc.
    New York, NY
    Harrison, NY
    Coral Gables, FL
  • 2014-08-07 → 2015-12-21
    Credit Suisse Securities (Usa) Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-06
S63 Uniform Securities Agent State Law Examination 2006-10-27
  • S65 Uniform Investment Adviser Law Examination
    2014-08-06
  • S63 Uniform Securities Agent State Law Examination
    2006-10-27
Other Names
  • Diego Castillo Olea
  • Diego Castillo

View on SEC IAPD

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