Ramon Paul Reyes

Current Employers

Employment History

• 08/2015 → 05/2022
  Great Western Bank
  Marshalltown, IA
• 08/2015 → 06/2017
  Cetera Investment Services Llc
  St. Cloud, MN
• 06/2017 → 05/2022
  Raymond James Financial Services, Inc.
  Marshalltown, IA
• 06/2017 → 05/2022
  Raymond James Financial Services Advisors, Inc.
  Marshalltown, IA
• 11/1989 → 03/2018
  Unity Point Health
  Marshalltown, IA
• 05/2022 → 12/2024
  U.S. Bancorp Investments, Inc.
  Marshalltown, IA
• 12/2024 → Present
  Lpl Financial Llc
  Ankeny, IA
• 12/2024 → Present
  Lincoln Savings Bank
  Ankeny, IA
• 12/2024 → Present
  Lsb Capital Management, Inc.
  Ankeny, IA

Previous Registrations

• 2022-05-24 → 2025-01-07
  U.S. Bancorp Investments, Inc.
  Marshalltown, IA
  Marshalltown, IA
  West Des Moines, IA
  Sioux Falls, SD
• 2017-06-23 → 2022-06-03
  Raymond James Financial Services Advisors, Inc
  Marshalltown, IA
• 2015-08-25 → 2017-06-13
  Cetera Investment Advisers Llc
  Marshalltown, IA
• 2011-04-29 → 2015-08-26
  Wells Fargo Clearing Services, Llc
  Ames, IA
  West Des Moines, IA
  Ames, IA
  Ames, IA
  Jefferson, IA
• 2007-03-06 → 2011-05-06
  Edward Jones
  Marshalltown, IA
  Marshalltown, IA

Other Businesses

1 - 12/2024 - Lincoln Savings Bank-LSB Wealth Management - Non-Variable Insurance - Inv Related - 10 Hours/Month - 0.5 Hour During Trading - IA 50023 - OBA Start Date: 12/13/2024. 2 - 12/2024 - Notary - Inv Related - IA 50023 - OBA Start Date: 06/06/2005. 3 - 12/24/2024- LSB WEALTH MANAGEMENT- Registered Investment Advisor DBA- Advisor- Investment Related- At Reported Business Location(s) - Start Date 12/13/2024- 160 hours per month/ 8 hours during trading- I provide investment advisory services to LSB Capital Management Inc., an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 12/31/2024- LSB Capital Management, Inc. - Registered Investment Advisor Hybrid- Advisor- Investment Related- At Reported Business Location(s) - Start Date 12/17/2024- 160 hours per month/ during trading- I provide investment advisory services to LSB Capital Management Inc., an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 5- 12/31/2024- LSB Capital Management, Inc.- Registered Investment Advisor DBA- Advisor- Investment Related- At Reported Business Location(s) - Start Date 12/17/2024- 160 hours per month/ during trading- I provide investment advisory services to LSB Capital Management Inc., an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6- 04/08/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name LSB Wealth Management - Investment Related - At Reported Business Location(s) - Start Date 12/17/2024 - 160 hours per month/ 120 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2007-02-27
• S63 Uniform Securities Agent State Law Examination
  2005-08-12