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1825 Nw Corporate Blvd. Suite 300, Boca Raton, FL 33431 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 06/2010 | 05/2019 |
| Polen Capital Management, Llc | Geneva | IL | 10/2019 | Present |
| Foreside Funds Distributors Llc | Geneva | IL | 10/2019 | Present |
| Northwestern University Kellogg School Of Management | Evanston | IL | 01/2019 | Present |
1) Polen Capital; Investment Related; Geneva, IL; Asset Management; National Account Manager; 160 hours per month; Start Date 10/2017; Manages relationship with national account clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-08 |
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