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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-04 |
Branch Locations
Newport Beach, CA • United States
4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Newport Beach | CA | 08/2025 | Present |
| Mml Investors Services, Llc | Newport Beach | CA | 01/2026 | Present |
| University Of Redlands | Redlands | CA | 09/2024 | 05/2025 |
| 180 Wealth Advisors | Federal Way | WA | 07/2024 | 08/2024 |
| Full Time Student | Redlands | CA | 09/2014 | 04/2025 |
| Thrivent Investment Management Inc. | Minneapolis | MN | 03/2025 | 05/2025 |
| Thrivent Investment Managment Inc. | Minneapolis | MN | 02/2025 | 03/2025 |
NAME: NATHAN BUCHAN INV REL: Y ADD: 4675 MACARTHUR CT, SUITE 1050 NEWPORT BEACH, CA 92660 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: NO. HR/MO: 1 NO. HR/MO 1 DURING SEC TRADING: DUTIES: LIFE, DISABILITY, FIX ANNUITES, LT CARE, AND HEALTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-21 |
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