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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-07
  • TX RA
    APPROVED
    Since 2025-08-07

Branch Locations

301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial - Bank Of Texas Fort Worth TX 06/2014 03/2022
Prosperity Bank Fort Worth TX 03/2022 01/2025
Unemployed Fort Worth TX 01/2025 03/2025
Ubs Financial Services Inc. Fort Worth TX 03/2025 Present
  • 06/2014 → 03/2022
    Bok Financial - Bank Of Texas
    Fort Worth, TX
  • 03/2022 → 01/2025
    Prosperity Bank
    Fort Worth, TX
  • 01/2025 → 03/2025
    Unemployed
    Fort Worth, TX
  • 03/2025 → Present
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-07
  • S66 Uniform Combined State Law Examination
    2025-08-07

View on SEC IAPD

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