Jimmy R Peraffan

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-27
PA	RA	APPROVED	2025-05-01

TX RA
APPROVED

Since 2025-06-27
PA RA
APPROVED

Since 2025-05-01

Branch Locations

2400 Ansys Dr Ste 304, Canonsburg, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Canonsburg	PA	02/2025	Present
U.S. Marine Corps Reserve	Brooklyn	NY	05/2023	Present
U.S. Marine Corps	Quantico	VA	05/2018	05/2023
U.S. Naval Academy	Annapolis	MD	07/2014	05/2018

02/2025 → Present

Wells Fargo Clearing Services, Llc

Canonsburg, PA
05/2023 → Present

U.S. Marine Corps Reserve

Brooklyn, NY
05/2018 → 05/2023

U.S. Marine Corps

Quantico, VA
07/2014 → 05/2018

U.S. Naval Academy

Annapolis, MD

Other Businesses

MINOR GROUP, LLC ; INV RELATED;CANONSBURG,PA; INVESTMENT MANAGEMENT TO CLIENT; PRIVATE CLIENT FINANCIAL ADVISOR; START DATE: 08/03/2026; 10 HRS PER MONTH; 10 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-01

S66 Uniform Combined State Law Examination

2025-05-01

View on SEC IAPD