Best Investors Account Sign in
Inactive

Ava Claire Cariddi

St. Germain Investment Management

Springfield, MA

Claim This Profile
Current Employers
St. Germain Investment Management

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-05-15
  • MA RA
    APPROVED
    Since 2025-05-15

Branch Locations

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornton Academy Saco ME 01/2015 06/2021
Western New England University Springfield MA 08/2021 12/2024
St. Germain Investment Management Springfield MA 01/2025 Present
Dimillo's On The Water Portland ME 06/2021 06/2024
Western New England University Springfield MA 08/2021 11/2021
Ben & Jerry's Kennebunkport ME 05/2019 09/2023
University Of New England Library Biddeford ME 06/2018 09/2018
  • 01/2015 → 06/2021
    Thornton Academy
    Saco, ME
  • 08/2021 → 12/2024
    Western New England University
    Springfield, MA
  • 01/2025 → Present
    St. Germain Investment Management
    Springfield, MA
  • 06/2021 → 06/2024
    Dimillo's On The Water
    Portland, ME
  • 08/2021 → 11/2021
    Western New England University
    Springfield, MA
  • 05/2019 → 09/2023
    Ben & Jerry's
    Kennebunkport, ME
  • 06/2018 → 09/2018
    University Of New England Library
    Biddeford, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-06
  • S65 Uniform Investment Adviser Law Examination
    2025-05-06

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
MORGAN STANLEY
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HEAPHY INVESTMENTS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
USA 401K

Other Investors

GEOFFREY WILLIAM MOORE
Charles M Bonatakis
MARK WILLIAM TEED
RYAN ANDREW BRASSARD
CHARLES M BONATAKIS
JOHN S. BONATAKIS
DIANE LYNN STONE
ANTONIO VENI BASTOS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA

More in Springfield, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor