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Brandon Tate

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 8049001

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-07-18
  • CO RA
    APPROVED
    Since 2025-07-18

Branch Locations

9899 Schwab Way Suite 100, Lone Tree, CO 80124-5377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Colorado Springs CO 07/2024 04/2025
The Travelers Companies, Inc. Centennial CO 07/2016 07/2024
Charles Schwab & Co., Inc. Lone Tree CO 04/2025 Present
Charles Schwab Bank, Ssb Lone Tree CO 07/2026 Present
  • 07/2024 → 04/2025
    Unemployed
    Colorado Springs, CO
  • 07/2016 → 07/2024
    The Travelers Companies, Inc.
    Centennial, CO
  • 04/2025 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 07/2026 → Present
    Charles Schwab Bank, Ssb
    Lone Tree, CO
Other Businesses

1) Alethinos Rentals | Investment Related:No|2907 S. Vaughn Way|Real Estate (Non-Agent/Broker)|Owner|2023-02-02|Less than 20|0|Purchase and management of residential rental properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-18
  • S66 Uniform Combined State Law Examination
    2025-07-18

View on SEC IAPD

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