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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-30
MN RA APPROVED 2013-11-08
  • TX RA
    APPROVED_RES
    Since 2018-11-30
  • MN RA
    APPROVED
    Since 2013-11-08

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Maple Plain, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Saint Paul MN 09/2008 Present
City National Bank Saint Paul MN 05/2019 Present
Other Businesses

NAME OF ENTITY: Rental property - Two Harbors ADDRESS: Solitude Trail, Two Harbors, MN INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Short-Term Rental Property CAPACITY: Sole Proprietor, Owner - Active START DATE: 01/01/23 DUTIES: Operate vacation home as short-term rental property HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: The Matthew Strother Center for the Examined Life ADDRESS: 652 Cauterskill Road, Catskill, NY 12414 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01.01.25 CAPACITY: Advisory Board DUTIES: attend quarterly meetings to idea share in the running of the Center HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-28
  • S66 Uniform Combined State Law Examination
    2007-12-28

View on SEC IAPD

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